Regulatory Compliance 101

Cost:
Members: $95
Non-Members: $195

Registration Includes: One telephone and web connection at one physical location

Time

US: 11:00am – 12:00am ET
*Please remember the time zone differences if you are not on the East Coast.*

Accreditation Points

By participating in this webinar, you will have the opportunity to take a short quiz after the live event to earn CEUs toward your certification/recertification.

About the Webinar

Regulatory compliance helps you protect your business's resources and reputation. Trust takes time to build with customers, prospects and suppliers and is driven by an organization’s ethical behavior and dedication to the law.

During this regulatory compliance overview, you’ll learn the basic definitions and application of today’s requirements as well as how they apply to specific business processes. This webinar will provide insight into corporate compliance requirements defined by the Office of Foreign Asset Control (OFAC), Anti-Money Laundering (AML), Know Your Customer (KYC) and Politically Exposed Persons (PEP). Chris Doxey will review the drivers for these compliance requirements as well as screening best practices, and will present some current case studies in which companies ignored requirements.

About the Speaker

Craig Simpkins
Chris Doxey, CAPP, CCSA, CICA, CPC,President, Doxey Inc., Paeonian Springs, VA

Chris Doxey isan author, speaker andmanagementconsultantwhois passionate about improvingfinancial processes. Chrisfocusesoninternal controls, process transformationand automation.Shehasextensive experience with trade directories,metrics,analyticsandself-audit tools.

Chrisspentmore than 25 years at Hewlett Packardand Verizonin senior P2P, logistics,andfinanceand accountingleadershippositions. Sheheld executive positions with global P2P audit firmsforeightyears. During hereightyears of management consulting experience, Chrisdesigned a new fiscal closing process for a large enterprise and implemented a self-audit tool for a global P2P audit firm.She developed the requirements for a trade directoryand drove the implementation process foraglobal financial institution.As an example of herprocess transformation work,Chrisworked with a large university to improve internal controls and implementautomatedaccount payable processes.She also develops educational content for several P2P solution providers.

Chrisworkswith therisk cloudproduct team at Oraclewhere shedeveloped the initial set ofautomatedP2P controlsand collaborates with the Oracle teamon a frequent basis to discussimprovements. Sheis a long-timespeaker at Oracle’s Open World conferences. She leads the risk advisory practice for an Oracle partner and supports theimplementation ofriskcloud for large enterprise clients.

Chris is a certified accounts payable professional(CAPP) andholds acertification incontrols self-assessments(CSA). She isacertified professional controller(CPC) and acertified internal controls auditor(CICA).Chrisholdsa BA, BS, MBA and agraduate certificate in project management.Chris isa member of the Institute for Internal Controls (IIC), the Institute of Internal Auditors (IIA) and the Association of Certified Fraud Examiners (ACFE).She is on the advisory board for the IIC and the Exchange Summit. Chris isthe author ofThe Internal Controls ToolkitandThe Fiscal Close Toolkitpublishedby Wileyin 2019.The Controller’s ToolkitandThe AP Toolkitwill be publishedthis year.

Webinar Access

Instructions to join the Webinar will be sent to the main registrant's email address the day before.

Remember! please log-in at least 15 minutes prior to the webinar commencing to ensure ample time for technical assistance if needed.

When
6/17/2021 11:00 AM - 6/17/2021 12:00 PM
Where
USA

Sign in to register!